Filing Details

Accession Number:
0001509432-13-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-21 19:47:46
Reporting Period:
2013-08-20
Filing Date:
2013-08-21
Accepted Time:
2013-08-21 19:47:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509432 Rpx Corp RPXC Patent Owners & Lessors (6794) 262990113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542453 S Steven Swank C/O Rpx Corporation
One Market Plaza, Steuart Tower Ste. 800
San Francisco CA 94105
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-20 4,844 $0.00 4,844 No 4 M Direct
Common Stock Acquisiton 2013-08-21 208 $4.96 5,052 No 4 M Direct
Common Stock Disposition 2013-08-21 2,046 $15.93 3,006 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-08-20 781 $0.00 781 $0.00
Common Stock Restricted Stock Units Disposition 2013-08-20 4,063 $0.00 4,063 $0.00
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-21 208 $0.00 208 $4.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,813 2012-05-20 No 4 M Direct
56,875 2013-05-20 No 4 M Direct
2,917 2020-10-20 No 4 M Direct
Footnotes
  1. The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on February 28, 2013.
  2. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.64 to $16.14, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
  3. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  4. 6.25% of the 12,500 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
  5. 6.25% of the 65,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
  6. The option representing the right to purchase a total of 10,000 shares vests as follows: 1,666 shares subject to the option vest on July 5, 2011; 1/48th of the shares subject to the option vest on July 21, 2011; and an additional 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.