Filing Details

Accession Number:
0001509432-13-000107
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-21 19:38:28
Reporting Period:
2013-08-19
Filing Date:
2013-08-21
Accepted Time:
2013-08-21 19:38:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509432 Rpx Corp RPXC Patent Owners & Lessors (6794) 262990113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511892 A John Amster C/O Rpx Corporation
One Market Plaza, Suite 800
San Francisco CA 94105
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-19 8,600 $15.69 1,430,491 No 4 S Indirect By Trust
Common Stock Disposition 2013-08-20 8,600 $15.72 1,421,891 No 4 S Indirect By Trust
Common Stock Acquisiton 2013-08-20 7,813 $0.00 1,429,704 No 4 M Indirect By Trust
Common Stock Disposition 2013-08-21 2,961 $15.84 1,426,743 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-08-20 7,813 $0.00 7,813 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
109,375 2013-05-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 482,546 Indirect See Footnote
Footnotes
  1. The sale reported was effected pursuant to a 10b5-1 trading plan adopted by the Trustees of The John & Colleen Amster Living Trust dated 3/2/2000 on February 28, 2013.
  2. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.48 to $15.94, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (6) to this Form 4.
  3. Shares held by John A. Amster and Colleen Q. Amster, Trustees of The John & Colleen Amster Living Trust dated 3/2/2000.
  4. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.45 to $15.915, inclusive.
  5. Shares held by John A. Amster were subsequently transferred to the Trust.
  6. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.81 to $15.88, inclusive.
  7. Shares held by JCA, LLC.
  8. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  9. 6.25% of the 125,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.