Filing Details
- Accession Number:
- 0001509432-13-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 19:38:28
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 19:38:28
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511892 | A John Amster | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-19 | 8,600 | $15.69 | 1,430,491 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2013-08-20 | 8,600 | $15.72 | 1,421,891 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2013-08-20 | 7,813 | $0.00 | 1,429,704 | No | 4 | M | Indirect | By Trust |
Common Stock | Disposition | 2013-08-21 | 2,961 | $15.84 | 1,426,743 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-08-20 | 7,813 | $0.00 | 7,813 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
109,375 | 2013-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 482,546 | Indirect | See Footnote |
Footnotes
- The sale reported was effected pursuant to a 10b5-1 trading plan adopted by the Trustees of The John & Colleen Amster Living Trust dated 3/2/2000 on February 28, 2013.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.48 to $15.94, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (6) to this Form 4.
- Shares held by John A. Amster and Colleen Q. Amster, Trustees of The John & Colleen Amster Living Trust dated 3/2/2000.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.45 to $15.915, inclusive.
- Shares held by John A. Amster were subsequently transferred to the Trust.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.81 to $15.88, inclusive.
- Shares held by JCA, LLC.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- 6.25% of the 125,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.