Filing Details
- Accession Number:
- 0001437749-13-011188
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 19:03:17
- Reporting Period:
- 2013-08-20
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 19:03:17
- Original Submission Date:
- 2013-08-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273685 | New York Mortgage Trust Inc | NYMT | Real Estate Investment Trusts (6798) | 470934168 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1294797 | R Steven Mumma | C/O New York Mortgage Trust, Inc. 275 Madison Ave. New York NY 10016 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-08-20 | 25,000 | $5.65 | 195,356 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- On August 20, 2013, the Reporting Person filed a Form 4 for the referenced transaction which, in a footnote thereto, inadvertently referenced shares being sold. This Form 4/A is being filed solely to correct the original footnote and correctly reference shares being bought.
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.64 per share to $5.68 per share, inclusive.