Filing Details
- Accession Number:
- 0001181431-13-045940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 17:47:39
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 17:47:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789073 | Beam Inc | NYSE: BEAM | Beverages (2080) | 133295276 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1531438 | A Leo Mierzwicki | Beam Inc. 510 Lake Cook Road Deerfield IL 60015 | Vp & Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $3.125 | Disposition | 2013-08-19 | 430 | $61.77 | 440 | No | 4 | S | Direct | |
Common Stock, Par Value $3.125 | Acquisiton | 2013-08-20 | 3,389 | $36.25 | 3,829 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Acquisiton | 2013-08-20 | 1,607 | $51.08 | 5,436 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Acquisiton | 2013-08-20 | 1,450 | $55.43 | 6,886 | No | 4 | M | Direct | |
Common Stock, Par Value $3.125 | Disposition | 2013-08-20 | 6,446 | $62.63 | 440 | No | 4 | S | Direct | |
Common Stock, Par Value $3.125 | Disposition | 2013-08-21 | 428 | $62.44 | 12 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-20 | 3,389 | $0.00 | 3,389 | $36.25 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-20 | 1,607 | $0.00 | 1,607 | $51.08 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-20 | 1,450 | $0.00 | 1,450 | $55.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-22 | 2017-02-22 | No | 4 | M | Direct |
802 | 2021-02-22 | No | 4 | M | Direct | |
2,898 | 2022-02-21 | No | 4 | M | Direct |
Footnotes
- The Reporting Person originally acquired these shares under the Employee Stock Purchase Plan.
- Reflects the exercise of stock options issued under the Issuer's Long-Term Incentive Plan.
- The price in column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices ranging from $62.53 to $62.72, inclusive. The Reporting Person undertakes to provide to the SEC, the Issuer and any security holder, upon request, full information regarding the number of shares sold at each separate price point within the ranges set forth in this footnote.
- The option has vested as to 1,607 shares on February 22, 2013 and will vest as to the remaining 802 shares on February 22, 2014.
- The option has vested as to 1,450 shares on February 21, 2013 and will vest as to the remaining 2,898 shares in two equal installments on February 21, 2014 and February 21, 2015.