Filing Details
- Accession Number:
- 0001179110-13-013368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 17:39:14
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 17:39:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533186 | Derik Mooberry | 6601 S. Bermuda Road Las Vegas NV 89119 | Svp, Games | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-08-19 | 2,000 | $12.07 | 29,557 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-08-19 | 10,000 | $20.32 | 39,557 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-08-19 | 7,000 | $34.61 | 46,557 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-08-19 | 5,625 | $32.62 | 52,182 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-08-19 | 2,000 | $38.20 | 54,812 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-08-19 | 1,000 | $37.76 | 55,182 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2013-08-19 | 27,625 | $71.16 | 27,557 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 2,000 | $0.00 | 2,000 | $12.07 |
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 10,000 | $0.00 | 10,000 | $20.32 |
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 7,000 | $0.00 | 7,000 | $34.61 |
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 5,625 | $0.00 | 5,625 | $32.62 |
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 2,000 | $0.00 | 2,000 | $38.20 |
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 1,000 | $0.00 | 1,000 | $37.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-08-24 | No | 4 | M | Direct | |
0 | 2015-10-14 | No | 4 | M | Direct | |
0 | 2016-07-21 | No | 4 | M | Direct | |
1,875 | 2017-08-16 | No | 4 | M | Direct | |
2,000 | 2018-04-01 | No | 4 | M | Direct | |
3,000 | 2018-12-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 Per Share | 340 | Indirect | Derik J Mooberry and Barbara Mooberry Revocable Trust |
Footnotes
- The transaction was executed in multiple trades at prices from $71.02 to $71.47. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vested as follows: (i) 2,666 on August 24, 2006; (ii) 2,666 on August 24, 2007; and, (iii) 2,668 on August 24, 2008.
- The options vested as follows: (i) 5,000 on October 14, 2010; (ii) 2,500 on October 14, 2011; and, (iii) 2,500 on October 14, 2012.
- The options vested as follows: (i) 1,750 on July 21, 2010; (ii) 1,750 on July 21, 2011, (iii) 1,750 on July 21, 2012; and, (iv) 1,750 on July 21, 2013.
- The options vest as follows: (i) 3,750 on August 16, 2012; (ii) 1,875 on August 16, 2013; and, (iii) 1,875 on August 16, 2014.
- The options vested as follows: (i) 1,000 on April 1, 2012; (ii) 1,000 on April 1, 2013, (iii) 1,000 on April 1, 2014; and, (iv) 1,000 on April 1, 2015.
- The options vested as follows: (i) 1,000 on December 6, 2012; (ii) 1,000 on December 6, 2013, (iii) 1,000 on December 6, 2014; and, (iv) 1,000 on December 6, 2015.
- Granted as compensation for services.