Filing Details
- Accession Number:
- 0001179110-13-013367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 17:39:02
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 17:39:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194694 | Mark Lerner | 6601 S. Bermuda Road Las Vegas 89119 | Svp, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-08-19 | 4,500 | $42.54 | 14,416 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 Per Share | Disposition | 2013-08-19 | 4,500 | $71.45 | 9,916 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 4,500 | $0.00 | 4,500 | $42.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,500 | 2016-10-16 | No | 4 | M | Direct |
Footnotes
- The transaction was executed in multiple trades at prices from $71.22 to $71.67. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vest as follows: (i) 3,000 on October 16, 2011; (ii) 1,500 on October 16, 2012; and, (iii) 1,500 on October 16, 2013.
- Granted as compensation for services.