Filing Details
- Accession Number:
- 0001179110-13-013363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 17:32:05
- Reporting Period:
- 2013-08-20
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 17:32:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171759 | Red Robin Gourmet Burgers Inc | RRGB | Retail-Eating Places (5812) | 841573084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338359 | J Richard Howell | 6312 S. Fiddler'S Green Circle Suite 200N Greenwood Village CO 80111 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-20 | 5,000 | $47.80 | 23,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-20 | 5,000 | $67.86 | 18,428 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-20 | 5,000 | $0.00 | 5,000 | $47.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-09-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 400 | Indirect | See Footnote |
| Common Stock | 400 | Indirect | See Footnote |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.83 to $67.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 4,979 restricted stock units that are subject to vesting and forfeiture restrictions.
- The shares are held indirectly by the Christina Marie Howell Trust.
- The shares are held indirectly by the David Christopher Howell Trust.
- The option is fully vested.
Billionaire Hedge Funds
