Filing Details
- Accession Number:
- 0001140361-13-033818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 17:16:56
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 17:16:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1533454 | Northern Tier Energy Lp | NTI | Petroleum Refining (2911) | 800763623 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554668 | Nti Genpar, Llc | C/O Acon Investments Llc 1133 Connecticut Avenue, Nw, Suite 700 Washington DC 20036 | Yes | No | Yes | No | |
1554669 | Northern Tier Investors Lp | C/O Acon Investments Llc 1133 Connecticut Avenue, Nw, Suite 700 Washington DC 20036 | Yes | No | Yes | No | |
1554670 | Northern Tier Investors, Llc | C/O Acon Investments Llc 1133 Connecticut Avenue, Nw, Suite 700 Washington DC 20036 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Disposition | 2013-08-19 | 11,500,000 | $22.03 | 35,622,500 | No | 4 | S | Indirect | See Explanation of Responses |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Explanation of Responses |
Footnotes
- The price represents the public offering price of $22.85 per common unit ("Common Unit") of Northern Tier Energy LP (the "Issuer") less the underwriters' discount of $0.82 per Common Unit.
- NTI GenPar, LLC, a Delaware limited liability company ("NTI GenPar"), is the general partner of Northern Tier Investors LP, a Delaware limited partnership ("NTI LP"), which is the sole member of Northern Tier Investors, LLC, a Delaware limited liability company (together with NTI GenPar and NTI LP, the "Reporting Persons"), which is the sole member of Northern Tier Holdings LLC, a Delaware limited liability company ("NTH"), which directly holds the Common Units of the Issuer reported herein (the "NTI Common Units").
- Because of the relationship between the Reporting Persons and NTH, the Reporting Persons may be deemed to beneficially own the NTI Common Units to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of NTH. Each Reporting Person disclaims beneficial ownership of the NTI Common Units, except to the extent of such Reporting Person's pecuniary interest therein, if any.
- Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.