Filing Details
- Accession Number:
- 0001140361-13-033812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 17:06:51
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 17:06:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
916457 | Calpine Corp | CPN | Electric Services (4911) | 770212977 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254013 | C David Merritt | C/O Calpine Corporation 717 Texas Avenue, Ste. 1000 Houston TX 77002 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-19 | 10,000 | $18.69 | 10,000 | No | 4 | P | Indirect | By David C. Merritt Defined Benefit Plan & Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By David C. Merritt Defined Benefit Plan & Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 26,375 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. 7,935 shares were purchased at $18.688 per share and 2,065 shares were purchased at $18.690 per share.
- Represents shares purchased in an open market transaction by a trust established under a defined benefit plan in which the insider is the sole participant, the sole beneficiary, the sole trustee, and has sole investment control.