Filing Details
- Accession Number:
- 0000927089-13-000149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 15:56:27
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 15:56:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 916907 | Southern Missouri Bancorp Inc | SMBC | Savings Institutions, Not Federally Chartered (6036) | 431665523 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504658 | A Kimberly Capps | C/O Southern Missouri Bancorp Inc 531 Vine Street Poplar Bluff MO 63901 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-12 | 170 | $27.99 | 170 | No | 4 | P | Indirect | Held by daughter |
| Common Stock | Acquisiton | 2013-08-12 | 170 | $27.99 | 170 | No | 4 | P | Indirect | Held by son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held by daughter |
| No | 4 | P | Indirect | Held by son |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,307 | Direct | |
| Common Stock | 16,729 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $12.75 | 2020-01-19 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $15.23 | 2009-05-18 | 2014-05-18 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-19 | 5,000 | 5,000 | Direct |
| 2014-05-18 | 6,000 | 6,000 | Direct |
Footnotes
- The options become exercisable in 20% installments over a five-year period with the first installment vesting on 1/19/11. Each remaining installment vests annually thereafter.
Billionaire Hedge Funds
