Filing Details
- Accession Number:
- 0001470843-13-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 13:54:42
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 13:54:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1429592 | Guardian 8 Holdings | GRDH | Services-Detective, Guard & Armored Car Services (7381) | 260674103 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1360047 | Steve Cochennet | 15230 N. 75Th Street Suite 1002 Scottsdale AZ 85260 | Ceo/Pres., Secr., Treas. | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-07 | 150,000 | $0.35 | 6,026,599 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-08-12 | 100,000 | $0.35 | 6,126,599 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-08-16 | 8,400 | $0.30 | 6,134,999 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-16 | 7,000 | $0.35 | 6,141,999 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-20 | 6,000 | $0.33 | 6,147,999 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-20 | 2,500 | $0.34 | 6,150,499 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-20 | 10,700 | $0.35 | 6,161,199 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-08-20 | 300 | $0.35 | 6,161,499 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant | Disposition | 2013-08-12 | 100,000 | $0.35 | 100,000 | $0.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-10-13 | 2014-10-12 | No | 4 | X | Direct |
Footnotes
- Shares of common stock earned pursuant to vesting requirements under Executive Employment Agreement on June 30, 2013.
- Deemed fair value based on closing share price as of June 28, 2013.
- Exercise of warrant to purchase 100,000 shares of common stock at $0.35 per share, through the reduction of the principal amount of promissory note dated November 13, 2012, as amended.