Filing Details
- Accession Number:
- 0001209191-13-041610
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 11:59:56
- Reporting Period:
- 2013-08-20
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 11:59:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430592 | Financial Engines Inc. | FNGN | Investment Advice (6282) | 943250323 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486949 | Olena E. Berg-Lacy | 1050 Enterprise Way 3Rd Floor Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-20 | 1,750 | $8.75 | 3,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-20 | 1,750 | $50.96 | 1,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-20 | 5,625 | $27.17 | 6,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-20 | 5,625 | $50.96 | 1,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Options (Right to Buy) | Disposition | 2013-08-20 | 1,750 | $0.00 | 1,750 | $8.75 |
| Common Stock | Director Stock Options (Right to Buy) | Disposition | 2013-08-20 | 5,625 | $0.00 | 5,625 | $27.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,250 | 2020-01-26 | No | 4 | M | Direct | |
| 4,375 | 2021-05-12 | No | 4 | M | Direct |
Footnotes
- The option award vests as to 2,500 shares on 1/26/2011, and the remaining shares vest monthly thereafter from 2/26/11 to 1/26/2014.
- The option award vests as to 2,500 shares on 05/12/2012 and the remaining shares vest monthly thereafter from 06/12/12 to 05/12/15.
Billionaire Hedge Funds
