Filing Details
- Accession Number:
- 0000789132-13-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-20 18:42:18
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-20
- Accepted Time:
- 2013-08-20 18:42:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789132 | Spectranetics Corp | SPNC | Electromedical & Electrotherapeutic Apparatus (3845) | 840997049 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396263 | A Wade Bowe | 9965 Federal Drive Colorado Springs CO 80921 | Vice President R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Spnc Common Stock | Acquisiton | 2013-08-19 | 438 | $5.20 | 17,088 | No | 4 | M | Direct | |
Spnc Common Stock | Acquisiton | 2013-08-19 | 6,234 | $5.50 | 23,322 | No | 4 | M | Direct | |
Spnc Common Stock | Acquisiton | 2013-08-19 | 7,500 | $2.74 | 30,822 | No | 4 | M | Direct | |
Spnc Common Stock | Disposition | 2013-08-19 | 2,132 | $17.20 | 28,690 | No | 4 | S | Direct | |
Spnc Common Stock | Disposition | 2013-08-19 | 7,500 | $17.20 | 21,190 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Spnc Common Stock | SPNC Stock Option | Disposition | 2013-08-19 | 438 | $0.00 | 438 | $5.20 |
Spnc Common Stock | SPNC Stock Option | Disposition | 2013-08-19 | 6,234 | $0.00 | 6,234 | $5.50 |
Spnc Common Stock | SPNC Stock Option | Disposition | 2013-08-19 | 7,500 | $0.00 | 7,500 | $2.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-03-31 | No | 4 | M | Direct | |
16 | 2015-01-04 | No | 4 | M | Direct | |
22,500 | 2018-12-08 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Bowe's 10b5-1 plan dated June 5, 2013
- Grant date 3/31/2004. Options are on a 4 year, 100% vesting schedule; 25% vested on 3/31/2005; 6.25% vested each calendar quarter thereafter. 100% fully vested on 3/31/2008. Options expire at the end of 10 years or on 3/31/2014.
- Grant date 1/4/2005. Options are on a 4 year, 100% vesting schedule; 25% vested on 1/4/2006; 6.25% vested each calendar quarter thereafter. 100% fully vested on 1/4/2009. Options expire at the end of 10 years or on 1/4/2015.
- Grant date 12/8/2008. Options vested upon the Company's stock price achieving $9.00 per share and a four year vesting schedule. Options were fully vested on 12/8/2012. Options expire at the end of 10 years or on 12/8/2018.