Filing Details

Accession Number:
0000789132-13-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-20 18:42:18
Reporting Period:
2013-08-19
Filing Date:
2013-08-20
Accepted Time:
2013-08-20 18:42:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789132 Spectranetics Corp SPNC Electromedical & Electrotherapeutic Apparatus (3845) 840997049
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396263 A Wade Bowe 9965 Federal Drive
Colorado Springs CO 80921
Vice President R&D No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Spnc Common Stock Acquisiton 2013-08-19 438 $5.20 17,088 No 4 M Direct
Spnc Common Stock Acquisiton 2013-08-19 6,234 $5.50 23,322 No 4 M Direct
Spnc Common Stock Acquisiton 2013-08-19 7,500 $2.74 30,822 No 4 M Direct
Spnc Common Stock Disposition 2013-08-19 2,132 $17.20 28,690 No 4 S Direct
Spnc Common Stock Disposition 2013-08-19 7,500 $17.20 21,190 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Spnc Common Stock SPNC Stock Option Disposition 2013-08-19 438 $0.00 438 $5.20
Spnc Common Stock SPNC Stock Option Disposition 2013-08-19 6,234 $0.00 6,234 $5.50
Spnc Common Stock SPNC Stock Option Disposition 2013-08-19 7,500 $0.00 7,500 $2.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-03-31 No 4 M Direct
16 2015-01-04 No 4 M Direct
22,500 2018-12-08 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Bowe's 10b5-1 plan dated June 5, 2013
  2. Grant date 3/31/2004. Options are on a 4 year, 100% vesting schedule; 25% vested on 3/31/2005; 6.25% vested each calendar quarter thereafter. 100% fully vested on 3/31/2008. Options expire at the end of 10 years or on 3/31/2014.
  3. Grant date 1/4/2005. Options are on a 4 year, 100% vesting schedule; 25% vested on 1/4/2006; 6.25% vested each calendar quarter thereafter. 100% fully vested on 1/4/2009. Options expire at the end of 10 years or on 1/4/2015.
  4. Grant date 12/8/2008. Options vested upon the Company's stock price achieving $9.00 per share and a four year vesting schedule. Options were fully vested on 12/8/2012. Options expire at the end of 10 years or on 12/8/2018.