Filing Details
- Accession Number:
- 0001519535-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-20 18:36:40
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-20
- Accepted Time:
- 2013-08-20 18:36:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519535 | Rene Johannes Salm Der Van | 100 Thermon Drive San Marcos TX 78666 | Svp - Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-19 | 12,500 | $5.20 | 174,513 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-19 | 12,500 | $19.43 | 162,013 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-08-19 | 12,500 | $0.00 | 12,500 | $5.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,521 | 2011-05-04 | 2020-10-20 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $12.00 | 2012-05-04 | 2021-05-04 | 5,000 | 5,000 | Direct |
Common Stock | Performance Units | $0.00 | 5,422 | 5,422 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 5,422 | 5,422 | Direct | ||
Common Stock | Performance Units | $0.00 | 8,089 | 8,089 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 8,089 | 8,089 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-05-04 | 5,000 | 5,000 | Direct |
5,422 | 5,422 | Direct | |
5,422 | 5,422 | Direct | |
8,089 | 8,089 | Direct | |
8,089 | 8,089 | Direct |
Footnotes
- Transactions pursuant to a Rule 10b5-1 plan.
- This represents the weighted average sale price. Reporting person will, upon request, supply the Issuer, the SEC Staff or a securityholder of the Issuer with full information regarding the number of shares sold at each separate price.
- Options vested and became fully exercisable in connection with the Issuer's initial public offering.
- Options vest in five equal annual installments beginning on May 4, 2012.
- On August 2, 2012, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014 and March 31, 2015. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
- On August 2, 2012, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 2, 2014 and 2015.
- On August 1, 2013, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014, 2015 and 2016. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
- On August 1, 2013, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 1, 2014, 2015 and 2016.