Filing Details
- Accession Number:
- 0001209191-13-041573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-20 17:17:39
- Reporting Period:
- 2013-08-20
- Filing Date:
- 2013-08-20
- Accepted Time:
- 2013-08-20 17:17:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365246 | Tracy French | P.o. Box 966 Conway AR 72033 | Centennial Bank Regional Pres. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-20 | 335 | $26.87 | 13,916 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2013-08-20 | 45 | $26.93 | 13,961 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,821 | Direct | |
Common Stock - Restricted | 11,334 | Direct | |
Common Stock | 18,424 | Indirect | By 401(k) |
Common Stock - Performance Based | 4,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $19.08 | 2023-04-17 | 20,000 | 20,000 | Direct | |
Common Stock | Performance Stock Option | $5.54 | 2010-01-01 | 2016-03-13 | 40,000 | 40,000 | Direct |
Common Stock | Stock Option | $17.25 | 2023-01-17 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-04-17 | 20,000 | 20,000 | Direct |
2016-03-13 | 40,000 | 40,000 | Direct |
2023-01-17 | 20,000 | 20,000 | Direct |
Footnotes
- Includes 1,532.818 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
- Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and madepayable June 12, 2013.
- Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
- The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- Restricted Stock granted on January 18, 2013 will "cliff" vest 100% three years from award date.
- The option is exercisable in five equal annual installments. The first installment becomes exercisable on January 18, 2014.
- The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 18, 2014.
- The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.