Filing Details
- Accession Number:
- 0001127602-13-025627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-20 16:03:54
- Reporting Period:
- 2013-08-20
- Filing Date:
- 2013-08-20
- Accepted Time:
- 2013-08-20 16:03:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910612 | Cbl & Associates Properties Inc | CBL | Real Estate Investment Trusts (6798) | 621545718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220930 | N Augustus Stephas | 2030 Hamilton Place Blvd., Suite 500 Chattanooga TN 374216000 | Exec Vp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Preferred Series E Depositary Shares | Acquisiton | 2013-08-20 | 600 | $21.88 | 1,600 | No | 4 | P | Direct | |
| Preferred Series E Depositary Shares | Acquisiton | 2013-08-20 | 195 | $22.39 | 195 | No | 4 | P | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 41,814 | Direct | |
| Preferred Series D Depositary Shares | 2,162 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 2043-11-03 | 55,340 | 55,340 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2043-11-03 | 55,340 | 55,340 | Direct |
Footnotes
- Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election.
- The Common Units are exerciseable on a 1 to 1 ratio with no exercise price.
- Immediately exercisable.
Billionaire Hedge Funds
