Filing Details
- Accession Number:
- 0001181431-13-045714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-20 15:54:44
- Reporting Period:
- 2013-08-16
- Filing Date:
- 2013-08-20
- Accepted Time:
- 2013-08-20 15:54:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368169 | J Thomas Hirsch | 255 Fiserv Drive Brookfield WI 53045 | Evp;Cfo;Treasurer & Asst Sect | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-16 | 3,616 | $38.16 | 41,616 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-16 | 3,616 | $99.55 | 38,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-16 | 3,542 | $41.21 | 41,542 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-16 | 3,542 | $99.55 | 38,000 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-16 | 12,500 | $44.32 | 50,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-16 | 12,500 | $99.55 | 38,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-16 | 3,616 | $0.00 | 3,616 | $38.16 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-16 | 3,542 | $0.00 | 3,542 | $41.21 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-08-16 | 12,500 | $0.00 | 12,500 | $44.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-02-16 | 2015-02-16 | No | 4 | M | Direct |
0 | 2006-02-21 | 2016-02-21 | No | 4 | M | Direct |
7,500 | 2009-05-01 | 2016-05-01 | No | 4 | M | Direct |
Footnotes
- Includes 284 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $99.34 to $99.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $99.34 to $99.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $99.30 to $99.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in 5 equal annual installments beginning February 16, 2005 and is due to expire February 16, 2015.
- The option vested in 5 equal annual installments beginning February 21, 2006 and is due to expire on February 21, 2016.
- The option vested completely on May 1, 2009 and is due to expire May 1, 2016.