Home > Insider Trading > Filing (0000091142-13-000061)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1464950	M Wilfridus Brouwer	A. O. Smith (China) Investment Co., Ltd. No. 49 South Zhongshan Rd., 46Th Floor Nanjing F4 210005	Senior V.p. And President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-08-19	6,150	$13.97	18,010	No	4	M	Direct
Common Stock	Acquisiton	2013-08-19	15,000	$8.20	33,010	No	4	M	Direct
Common Stock	Disposition	2013-08-19	21,150	$41.82	11,860	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2013-08-19	6,150	$0.00	6,150	$13.97
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2013-08-19	15,000	$0.00	15,000	$8.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
64,750	2011-02-08	2020-02-08	No	4	M	Direct
49,750	2010-03-02	2019-03-02	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			0	10,600	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	10,600	Direct

Footnotes

On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 5,930 additional shares of Common Stock.
On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 35,450 additional Employee Stock Options.
On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 5,300 additional Restricted Stock Units.