Filing Details

Accession Number:
0001181431-13-045616
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-19 20:48:59
Reporting Period:
2013-08-16
Filing Date:
2013-08-19
Accepted Time:
2013-08-19 20:48:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543643 Cu Bancorp CUNB National Commercial Banks (6021) 900779788
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555186 I David Rainer C/O Cu Bancorp 15821, Ventura Blvd.
Suite 100
Encino CA 91436
Chairman, President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-16 698 $10.00 63,049 No 4 M Direct
Common Stock Disposition 2013-08-16 698 $17.63 62,351 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock Disposition 2013-08-16 698 $0.00 0 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
218,052 2006-05-17 2015-05-17 No 4 M Direct
Footnotes
  1. Exercise of 698 stock options from the 218,750 total shares granted under the 2005 Stock Option Plan to the reporting person on May 17, 2005, As of the date of this report, all options are fully vested and exercisable.
  2. Acquisition of 698 shares of common stock through exercise of stock options granted under the 2005 Stock Option Plan to the reporting person on May 17, 2005
  3. Sale of 698 shares of common stock acquired through exercise of stock options granted under the 2005 Stock Option Plan to the reporting person on May 17, 2005
  4. Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.