Filing Details
- Accession Number:
- 0001181431-13-045597
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-19 19:49:58
- Reporting Period:
- 2013-08-08
- Filing Date:
- 2013-08-19
- Accepted Time:
- 2013-08-19 19:49:58
- Original Submission Date:
- 2013-08-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325697 | J Deborah Andrews | 1911 Walker Avenue Monrovia CA 91016 | Vice President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-08 | 5,836 | $11.63 | 36,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-09 | 2,443 | $11.60 | 36,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-12 | 800 | $11.66 | 36,400 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-08 | 5,836 | $7.86 | 42,236 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-09 | 2,443 | $7.86 | 38,843 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-12 | 800 | $3.95 | 37,200 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2013-08-08 | 5,836 | $0.00 | 5,836 | $7.86 |
| Common Stock | Common Stock Option | Disposition | 2013-08-09 | 2,443 | $0.00 | 2,443 | $7.86 |
| Common Stock | Common Stock Option | Disposition | 2013-08-12 | 800 | $0.00 | 800 | $3.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,443 | 2007-02-27 | 2014-02-26 | No | 4 | M | Direct |
| 0 | 2007-02-27 | 2014-02-26 | No | 4 | M | Direct |
| 33,672 | 2008-04-07 | 2015-04-06 | No | 4 | M | Direct |
Footnotes
- Includes 22,500 PARS.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.70, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $11.67, inclusive.
Billionaire Hedge Funds
