Filing Details
- Accession Number:
- 0001156375-13-000112
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-19 18:13:49
- Reporting Period:
- 2013-08-15
- Filing Date:
- 2013-08-19
- Accepted Time:
- 2013-08-19 18:13:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475318 | Derek Sammann | 20 S. Wacker Drive Chicago IL 60606 | Sr Md Fx Metals & Options Sol | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Class A | Acquisiton | 2013-08-15 | 1,240 | $54.37 | 19,340 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2013-08-15 | 1,240 | $74.78 | 18,100 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2013-08-15 | 6,320 | $54.30 | 24,420 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2013-08-15 | 6,320 | $74.78 | 18,100 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2013-08-15 | 2,970 | $56.87 | 21,070 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2013-08-15 | 2,970 | $74.78 | 18,100 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-15 | 6,320 | $0.00 | 6,320 | $54.30 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-15 | 1,240 | $0.00 | 1,240 | $54.37 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-15 | 2,970 | $0.00 | 2,970 | $56.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,320 | 2012-09-15 | 2020-09-15 | No | 4 | M | Direct |
3,720 | 2012-09-15 | 2021-09-15 | No | 4 | M | Direct |
198 | 2012-09-15 | 2019-09-15 | No | 4 | M | Direct |
Footnotes
- On August 15, 2013, Mr. Sammann sold a total of 10,530 shares of CME Group Class A common stock at an average price of $74.78 per share, including the exercise of options. The price ranges were $74.30 through $74.83. The Company maintains a record of the transactions and copies will be provided upon request.
- On September 15, 2012, this option vested with respect to 50% of the granted number of shares covered by the option.
- On September 15, 2012, this option vested with respect to 25% of the granted number of shares covered by the option.
- On September 15, 2012, this option vested with respect to 75% of the granted number of shares covered by the otpion.