Filing Details

Accession Number:
0001104659-13-064925
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-19 17:20:42
Reporting Period:
2013-08-15
Filing Date:
2013-08-19
Accepted Time:
2013-08-19 17:20:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
767920 Pmc Sierra Inc PMCS Semiconductors & Related Devices (3674) 942925073
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
947324 H David Batchelder 12400 High Bluff Drive, Suite 600
San Diego CA 92130
No No Yes No
1047644 Relational Investors Llc 12400 High Bluff Drive, Suite 600
San Diego CA 92130
No No Yes No
1052622 V Ralph Whitworth 12400 High Bluff Drive, Suite 600
San Diego CA 92130
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-15 399,111 $6.28 22,707,319 No 4 P Indirect Through Limited Partnerships and managed accounts managed by reporting persons
Common Stock Acquisiton 2013-08-16 1,200 $6.25 22,708,519 No 4 P Indirect Through Limited Partnerships and managed accounts managed by reporting persons
Common Stock Acquisiton 2013-08-19 99,000 $6.25 22,807,519 No 4 P Indirect Through Limited Partnerships and managed accounts managed by reporting persons
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through Limited Partnerships and managed accounts managed by reporting persons
No 4 P Indirect Through Limited Partnerships and managed accounts managed by reporting persons
No 4 P Indirect Through Limited Partnerships and managed accounts managed by reporting persons
Footnotes
  1. Relational Investors LLC ("RILLC"), is the general partner of Relational Investors Mid-Cap Fund I, L.P., Relational Investors Mid-Cap Fund II, L.P., Relational Fund Partners, L.P., Relational Coast Partners, L.P., RH Fund 1, L.P., Relational Investors IX, L.P., Relational Investors XV, L.P., Relational Investors XVI, L.P., Relational Investors XX, L.P., Relational Investors XXIII, L.P. and Relational Investors XXIV, L.P.
  2. These Limited Partnerships own a total of 20,161,541 shares. An additional 2,645,978 shares are held in accounts managed by RILLC. All shares are owned indirectly by RILLC. RILLC is managed by Ralph V. Whitworth and David H. Batchelder, each of which is a reporting person hereunder. Ralph V. Whitworth and David H. Batchelder disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
  3. The price in column 4 is a weighted average price. The prices actually paid ranged from $6.25 to $6.30. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.