Filing Details
- Accession Number:
- 0001209191-13-041407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-19 17:18:46
- Reporting Period:
- 2013-08-16
- Filing Date:
- 2013-08-19
- Accepted Time:
- 2013-08-19 17:18:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552477 | K Susan Cullen | C/O 21 Scarsdale Road Yonkers NY 10707 | Evp Of Primary Operating Sub | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-16 | 2 | $19.96 | 1,011 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,740 | Direct |
Footnotes
- Acquisition through broker-sponsored dividend reinvestment plan.
- Includes 17,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/7/2013, at a rate of 15% for each of the first and second year and a rate of 35% for each of the third and fourth year. (2,625 shares will vest on each of 12/7/2013 and 12/7/2014 and 6,125 shares will vest on each of 12/7/2015 and 12/7/2016).
- Includes 1,240 shares of Restricted Stock, 414 shares of which will vest over 3 years commencing on 03/06/2014, at a rate of 1/3 for each of the three years (138 shares will vest on each of 03/06/2014, 03/06/2015 and 03/06/2016). Vesting of the remaining 826 shares is contingent upon the achievement of specified performance criteria.