Filing Details
- Accession Number:
- 0001181431-13-045542
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-19 17:11:42
- Reporting Period:
- 2013-08-15
- Filing Date:
- 2013-08-19
- Accepted Time:
- 2013-08-19 17:11:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1577374 | Scott Murphy | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Svp, Chief Supply Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-15 | 2,190 | $5.03 | 7,052 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-15 | 2,190 | $43.15 | 4,862 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2013-08-15 | 657 | $0.00 | 657 | $5.03 |
Common Stock | Option to Purchase Common Stock | Disposition | 2013-08-15 | 1,533 | $0.00 | 1,533 | $5.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,314 | 2020-07-26 | No | 4 | M | Direct | |
3,067 | 2020-07-26 | No | 4 | M | Direct |
Footnotes
- On 07/26/2010, the reporting person was granted an option to purchase 1,971 shares of Common Stock. The option vests based upon time criteria (five equal installments that began on7/26/2011).
- On 07/26/2010, the reporting person was granted an option to purchase 4,600 shares of Common Stock. The option vests based upon time (five equal annual installments that began on 07/26/2011) and performance (investment returns to investment funds affiliated with Bain Capital Partners, LLC, The Carlyle Group and Thomas H. Lee Partners, L.P. (collectively the "Sponsors")) criteria.