Filing Details
- Accession Number:
- 0001181431-13-045530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-19 16:42:19
- Reporting Period:
- 2013-08-16
- Filing Date:
- 2013-08-19
- Accepted Time:
- 2013-08-19 16:42:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1021435 | Graphon Corp | GOJO | Services-Prepackaged Software (7372) | 133899021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553417 | Robert Dixon | 1901 S. Bascom Avenue Suite 660 Campbell CA 95008 | Interim Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-16 | 5,101 | $0.44 | 359,487 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan (the "Plan") entered into by the Reporting Person as of November 20, 2012. The shares are being sold to pay income tax upon vesting of restricted stock granted under the Issuer's equity incentive plan. The Reporting Person has no control over the timing of the sale of shares under the Plan.