Filing Details
- Accession Number:
- 0001225208-13-018039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 18:39:49
- Reporting Period:
- 2013-08-15
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 18:39:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294735 | David Schellhase | C/O Groupon, Inc. 600 West Chicago Avenue Chicago IL 60654 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-08-15 | 110,000 | $9.54 | 107,637 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 2013-01-01 | 43,050 | 43,050 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2012-06-01 | 268,334 | 268,334 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2012-07-26 | 82,500 | 82,500 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2013-12-15 | 600,000 | 600,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 43,050 | 43,050 | Direct | |
| 268,334 | 268,334 | Direct | |
| 82,500 | 82,500 | Direct | |
| 600,000 | 600,000 | Direct |
Footnotes
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on August 15, 2013. The price per share for such transactions ranged from $9.42 to $9.77. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- The restricted stock units reported on this line will vest in 4 equal installments each quarter, beginning on January 1, 2013, subject to Mr. Schellhase's continued employment with the Company through each vesting date.
- Twenty percent (20%) of the restricted stock units reported on this line vested on June 1, 2012 and the remainder of the restricted stock units will vest in 48 equal installments at the end of each month, beginning on June 30, 2012, subject to Mr. Schellhase's continued employment with the Company through each vesting date.
- The restricted stock units reported on this line will vest in 16 equal installments each quarter, beginning on July 26, 2012, subject to Mr. Schellhase's continued employment with the Company through each vesting date.
- Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Schellhase's continued employment with the Company through each vesting date.
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