Filing Details
- Accession Number:
- 0001185185-13-001854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 18:16:17
- Reporting Period:
- 2013-08-16
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 18:16:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1171012 | Uni-Pixel | UNXL | Electronic Components, Nec (3679) | 752926437 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1319550 | K Daniel Ostrand Van | 8708 Technology Forest Pl., Ste 100 The Woodlands TX 77381 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-16 | 3,000 | $16.27 | 90,167 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Stock options | $7.50 | 2009-01-30 | 2019-01-30 | 1,667 | 1,667 | Direct |
Common Shares | Stock options | $7.50 | 2010-01-28 | 2020-01-28 | 33,334 | 35,001 | Direct |
Common Shares | Stock options | $6.93 | 2011-01-21 | 2021-01-21 | 120,000 | 155,001 | Direct |
Common Shares | Stock options | $7.13 | 2012-11-27 | 2022-11-27 | 4,000 | 159,001 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-30 | 1,667 | 1,667 | Direct |
2020-01-28 | 33,334 | 35,001 | Direct |
2021-01-21 | 120,000 | 155,001 | Direct |
2022-11-27 | 4,000 | 159,001 | Direct |