Filing Details

Accession Number:
0001185185-13-001854
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-16 18:16:17
Reporting Period:
2013-08-16
Filing Date:
2013-08-16
Accepted Time:
2013-08-16 18:16:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171012 Uni-Pixel UNXL Electronic Components, Nec (3679) 752926437
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1319550 K Daniel Ostrand Van 8708 Technology Forest Pl., Ste 100
The Woodlands TX 77381
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-16 3,000 $16.27 90,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Stock options $7.50 2009-01-30 2019-01-30 1,667 1,667 Direct
Common Shares Stock options $7.50 2010-01-28 2020-01-28 33,334 35,001 Direct
Common Shares Stock options $6.93 2011-01-21 2021-01-21 120,000 155,001 Direct
Common Shares Stock options $7.13 2012-11-27 2022-11-27 4,000 159,001 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-30 1,667 1,667 Direct
2020-01-28 33,334 35,001 Direct
2021-01-21 120,000 155,001 Direct
2022-11-27 4,000 159,001 Direct