Filing Details
- Accession Number:
- 0001179110-13-013259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 18:07:11
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 18:07:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357231 | Solera National Bancorp Inc. | OTCQB:SLRK | National Commercial Banks (6021) | 752204006 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429847 | R. Norma Akers | 319 S. Sheridan Blvd. Lakewood CO 80226 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Disposition | 2013-08-14 | 2,500 | $7.75 | 16,000 | No | 4 | S | Direct | |
Common Stock, $.01 Par Value | Disposition | 2013-08-14 | 1,000 | $7.75 | 15,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2013-08-14 | 2,500 | $0.00 | 2,500 | $4.47 |
Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2013-08-14 | 1,000 | $0.00 | 1,000 | $3.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,500 | 2020-08-20 | No | 4 | X | Direct | |
2,000 | 2022-02-16 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.01 Par Value | 2,500 | Indirect | By Son |
Common Stock, $.01 Par Value | 2,500 | Indirect | By Son |
Footnotes
- 5,000 Stock Options were granted to the Reporting Person on August 20, 2010 which vested over 12 equal monthly installments beginning September 20, 2010. On August 14, 2013, 2,500 Stock Options were exercised and the 2,500 shares of Common Stock issued was simultaneously sold at $7.75 per share. As a result, 2,500 fully-vested Stock Options are still held by the Reporting Person exercisable at $4.47 per share.
- 3,000 Stock Options were granted to the Reporting Person on February 16, 2012 which are vesting over 48 equal monthly installments beginning March 16, 2012. On August 14, 2013, 1,000 Stock Options were exercised and the 1,000 shares of Common Stock issued was simultaneously sold at $7.75 per share. As a result, 2,000 Stock Options are still held by the Reporting Person exercisable at $3.30 per share.