Filing Details
- Accession Number:
- 0001209191-13-041215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 17:48:15
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 17:48:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214123 | A David Ebersman | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-11-19 | 2,283,030 | $0.00 | 0 | No | 5 | G | Direct | |
Class A Common Stock | Acquisiton | 2012-11-19 | 2,283,030 | $0.00 | 2,283,030 | No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
Class A Common Stock | Disposition | 2012-12-19 | 59,984 | $0.00 | 0 | No | 5 | G | Direct | |
Class A Common Stock | Acquisiton | 2012-12-19 | 59,984 | $0.00 | 2,343,014 | No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
Class A Common Stock | Disposition | 2012-12-20 | 108,090 | $0.00 | 2,234,924 | No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
Class A Common Stock | Acquisiton | 2012-12-20 | 108,090 | $0.00 | 108,090 | No | 5 | G | Indirect | By The Ebersman Family 2012 Irrevocable Trust |
Class A Common Stock | Disposition | 2013-01-31 | 116,000 | $0.00 | 2,118,924 | No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
Class A Common Stock | Acquisiton | 2013-01-31 | 116,000 | $0.00 | 174,367 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2013-07-31 | 200,000 | $0.00 | 1,918,924 | No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
Class A Common Stock | Acquisiton | 2013-07-31 | 200,000 | $0.00 | 271,471 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2013-08-14 | 11,700 | $36.83 | 36,371 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-08-15 | 11,700 | $36.36 | 24,671 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-08-15 | 53,797 | $0.00 | 78,468 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
No | 5 | G | Indirect | By The Ebersman Family 2012 Irrevocable Trust |
No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By The Ebersman Family Trust UA DTD 5/29/02 |
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted Stock Units (RSU) | Disposition | 2013-08-15 | 112,500 | $0.00 | 112,500 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-08-15 | 112,500 | $0.00 | 112,500 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-08-15 | 58,703 | $0.00 | 58,703 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-08-15 | 53,797 | $0.00 | 53,797 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,462,500 | 2019-10-25 | No | 4 | M | Direct | |
112,500 | No | 4 | M | Direct | ||
53,797 | No | 4 | F | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- This transaction represents the transfer of shares for the purposes of estate planning, and not a purchase or sale, of securities by David Ebersman to The Ebersman Family Trust UA DTD 5/29/02, David A. Ebersman and Michelle Ebersman, Trustees.
- Shares held of record by The Ebersman Family Trust UA DTD 5/29/02, David A. Ebersman and Michelle Ebersman, Trustees.
- This transaction represents the transfer of shares for the purposes of estate planning, and not a purchase or sale, of securities by The Ebersman Family Trust UA DTD 5/29/02, David A. Ebersman and Michelle Ebersman, Trustees to The Ebersman Family 2012 Irrevocable Trust, David A. Ebersman and Michelle Ebersman, Trustees, the beneficiaries of which include the reporting person's minor children.
- Shares held of record by The Ebersman Family 2012 Irrevocable Trust, David A. Ebersman and Michelle Ebersman, Trustees, the beneficiaries of which include the reporting person's minor children.
- This transaction represents the transfer of shares for the purposes of estate planning, and not a purchase or sale, of securities by The Ebersman Family Trust UA DTD 5/29/02, David A. Ebersman and Michelle Ebersman, Trustees to David Ebersman.
- Subsequent to this transaction, the reporting person sold an additional 223,400 shares of Class A Common Stock as reported on a Form 4 filed with the SEC on 8/2/2013.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the net settlement of restricted stock units (the "RSUs") listed in Table II, based on a price of $36.64 per share, which represented the closing price of the issuer's Class A Common Stock on August 14, 2013.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based vesting condition was satisfied on November 17, 2012. The service-based vesting condition was satisfied as to 1/5th of the total number of shares on September 15, 2010 and then 1/60th of the total number of shares vest monthly thereafter, subject to continued service through each vesting date.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- Represents shares of Class B Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
- Represents shares of Class B Common Stock that have been converted to Class A Common Stock in connection with the net settlement of the RSUs.