Filing Details
- Accession Number:
- 0001181431-13-045346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 17:24:55
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 17:24:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1036044 | Identive Group Inc. | INVE | Computer Peripheral Equipment, Nec (3577) | 770444317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480933 | Cornelius Boersch | C/O Mountain Partners Ag Dufourstrasse 121 St. Gallen V8 CH-9001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-14 | 1,058,824 | $0.73 | 2,115,448 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-08-14 | 1,058,824 | $0.13 | 1,058,824 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,058,824 | 2014-02-14 | 2017-08-14 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,453,530 | Indirect | See footnote |
Footnotes
- Consists of 6,431,667 shares held by Mountain Partners AG and 1,021,863 shares held by BH Capital Management AG over which Mountain Partners AG has voting and investment authority. Dr. Boersch may be deemed to have beneficial ownership of the shares owned by Mountain Partners AG. Dr.Boersch disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.