Filing Details
- Accession Number:
- 0001181431-13-045337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 17:15:29
- Reporting Period:
- 2013-08-15
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 17:15:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1166003 | Xpo Logistics Inc. | XPO | Transportation Services (4700) | 030450326 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320333 | J James Martell | 314 Ringling Point Drive Sarasota FL 34234 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-15 | 39,099 | $18.97 | 51,139 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Restricted Stock Units | $0.00 | 2,500 | 2,500 | Direct | ||
Common Stock, Par Value $0.001 Per Share | Director Stock Options (right to buy) | $16.74 | 2022-12-11 | 8,000 | 8,000 | Direct | |
Common Stock, Par Value $0.001 Per Share | Director Stock Options (right to buy) | $9.28 | 2021-11-21 | 8,000 | 8,000 | Direct | |
Common Stock, Par Value $0.001 Per Share | Director Stock Options (right to buy) | $5.00 | 2020-01-29 | 6,250 | 6,250 | Direct | |
Common Stock, Par Value $0.001 Per Share | Director Stock Options (right to buy) | $3.88 | 2019-01-27 | 6,250 | 6,250 | Direct | |
Common Stock, Par Value $0.001 Per Share | Director Stock Options (right to buy) | $4.16 | 2018-01-28 | 6,250 | 6,250 | Direct | |
Common Stock, Par Value $0.001 Per Share | Director Stock Options (right to buy) | $5.40 | 2017-02-28 | 6,250 | 6,250 | Direct | |
Common Stock, Par Value $0.001 Per Share | Director Stock Options (right to buy) | $2.96 | 2015-12-12 | 25,000 | 25,000 | Direct | |
Common Stock, Par Value $0.001 Per Share | Director Stock Options (right to buy) | $5.00 | 2015-07-15 | 25,000 | 25,000 | Direct | |
Common Stock, Par Value $0.001 Per Share | See footnote | $7.00 | 2011-09-02 | 103,571 | 725 | Direct | |
Common Stock, Par Value $0.001 Per Share | Warrants | $7.00 | 2011-09-02 | 2021-09-02 | 103,572 | 103,572 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,500 | 2,500 | Direct | |
2022-12-11 | 8,000 | 8,000 | Direct |
2021-11-21 | 8,000 | 8,000 | Direct |
2020-01-29 | 6,250 | 6,250 | Direct |
2019-01-27 | 6,250 | 6,250 | Direct |
2018-01-28 | 6,250 | 6,250 | Direct |
2017-02-28 | 6,250 | 6,250 | Direct |
2015-12-12 | 25,000 | 25,000 | Direct |
2015-07-15 | 25,000 | 25,000 | Direct |
103,571 | 725 | Direct | |
2021-09-02 | 103,572 | 103,572 | Direct |
Footnotes
- These shares were purchased pursuant to a subscription agreement with the Issuer, dated July 12, 2013, which closed on August 15, 2013. These shares are restricted for resale by Mr. Martell until September 2, 2016.
- Each Restricted Stock Unit represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
- The Restricted Stock Units shall vest on December 11, 2013, subject to the Reporting Person's continued service as a director of the Issuer.
- The Director Stock Options shall vest and become exercisable on December 11, 2013, subject to the Reporting Person's continued service as a director of the Issuer.
- The Director Stock Options are fully vested and exercisable as of the filing date of this Form 4.
- Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.
- The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").
- The Series A Convertible Perpetual Preferred Stock has no expiration date.
- Represents 103,571 shares of Common Stock initially issuable upon conversion of 725 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.
- The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
- Represents shares of Common Stock initially issuable upon the exercise of Warrants, subject to adjustment as set forth in the Warrant Certificate.