Filing Details
- Accession Number:
- 0001209191-13-041187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 17:11:40
- Reporting Period:
- 2013-08-15
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 17:11:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1142512 | Ziprealty Inc | ZIPR | Real Estate Agents & Managers (For Others) (6531) | 943319956 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321154 | Charles Baker | 2000 Powell Street Suite 300 Emeryville CA 94608 | Ceo & President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-15 | 3,294 | $4.00 | 189,590 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-15 | 206 | $3.99 | 189,796 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-15 | 300 | $3.98 | 190,096 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | $3.21 | 2011-10-02 | 2020-10-07 | 0 | 350,000 | Direct |
| Common Stock | Employee Stock Option (Right to buy) | $4.90 | 2011-03-04 | 2020-03-03 | 0 | 65,000 | Direct |
| Common Stock | Employee Stock Option (Right to buy) | $2.56 | 2009-12-01 | 2018-12-10 | 0 | 325,000 | Direct |
| Common Stock | Employee Stock Option (Right to buy) | $1.25 | 2013-03-08 | 2022-03-07 | 0 | 83,334 | Direct |
| Common Stock | Employee Stock Option (Right to buy) | $1.25 | 2013-03-08 | 2022-03-07 | 0 | 83,333 | Direct |
| Common Stock | Employee Stock Option (Right to buy) | $1.25 | 2013-02-27 | 2022-03-07 | 0 | 83,333 | Direct |
| Common Stock | Employee Stock Option (Right to buy) | $3.84 | 2014-02-28 | 2023-02-27 | 0 | 500,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-10-07 | 0 | 350,000 | Direct |
| 2020-03-03 | 0 | 65,000 | Direct |
| 2018-12-10 | 0 | 325,000 | Direct |
| 2022-03-07 | 0 | 83,334 | Direct |
| 2022-03-07 | 0 | 83,333 | Direct |
| 2022-03-07 | 0 | 83,333 | Direct |
| 2023-02-27 | 0 | 500,000 | Direct |
Footnotes
- Shares may be held in a family trust of which Mr. Baker and his wife are trustees.
- One-fourth of the shares subject to the option vested and became exercisable on the Exercisable Date, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter.
- The shares subject to this option are fully vested.
- One-fourth of the shares subject to the option shall vest and become exercisable on March 8, 2013, and one forty-eighth of the shares shall vest and become exercisable on the first day of each calendar month thereafter; provided, however, that the option will accelerate and vest in full if the Company's closing stock price on the NASDAQ Stock Market is equal to or greater than $5.00 per share for a period of 120 consecutive days.
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