Filing Details
- Accession Number:
- 0001144354-13-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 16:25:47
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 16:25:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331595 | O Robert Carr | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-14 | 25,000 | $15.22 | 302,108 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-14 | 25,000 | $39.22 | 277,108 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-08-15 | 50,000 | $15.22 | 327,108 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2013-08-15 | 33,000 | $38.39 | 294,108 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-08-14 | 25,000 | $15.22 | 25,000 | $15.22 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-08-15 | 50,000 | $15.22 | 50,000 | $15.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 125,000 | 2015-07-22 | No | 4 | M | Direct | |
| 75,000 | 2015-07-22 | No | 4 | M | Direct |
Footnotes
- The reporting person's indirect beneficial ownership consists of 108,487 shares of the Heartland Payment Systems, Inc. (the "Issuer") common stock held by The Robert O. Carr 2000 Irrevocable Trust for Emily Carr. The reporting person disclaims beneficial ownership of the Issuer's common stock held by The Robert O. Carr 2000 Irrevocable Trust for Emily Carr. This report shall not be deemed an admission that the reportingperson is the beneficial owner of the shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.
- This price is the weighted average price of the 25,000 shares of the Issuer's common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $39.01 to $39.78. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- This price is the weighted average price of the 33,000 shares of the Issuer's common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $38.28 to $38.61. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- On July 22, 2010, the option was granted with vesting in four equal installments over a four year period. As of the date of this filing, 225,000 of the options have vested and were exercised of which 208,000 were sold and the remaining 75,000 options vest on July 22, 2014.
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