Filing Details
- Accession Number:
- 0001179110-13-013223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 16:02:28
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 16:02:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013871 | Nrg Energy Inc. | NRG | Electric Services (4911) | 411724239 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272409 | W David Crane | Nrg Energy, Inc. 211 Carnegie Center Princeton NJ 08540 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-08-14 | 300,000 | $12.02 | 918,514 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-08-14 | 300,000 | $26.25 | 618,514 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Non-Qualified Stock Options | Acquisiton | 2013-08-14 | 300,000 | $0.00 | 300,000 | $12.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
765,502 | 2006-12-01 | 2013-12-05 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $26.48, inclusive. The reporting person undertakes to provide NRG Energy, Inc., any security holder of NRG Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each seperate price within the ranges set forth in footnote (1) to this Form 4.