Filing Details
- Accession Number:
- 0000100493-13-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 15:49:07
- Reporting Period:
- 2012-12-03
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 15:49:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423581 | Donald Smith | 2200 Don Tyson Parkway Springdale AR 72762 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-12-03 | 23,876 | $0.00 | 80,278 | No | 4 | G | Direct | |
Class A Common Stock | Acquisiton | 2013-08-01 | 4,572 | $0.00 | 63,872 | No | 4 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Disposition | 2013-08-06 | 4,527 | $0.00 | 0 | No | 4 | J | Indirect | By Spouse |
Class A Common Stock | Acquisiton | 2013-08-06 | 4,527 | $0.00 | 84,805 | No | 4 | J | Direct | |
Class A Common Stock | Disposition | 2013-08-06 | 62,676 | $0.00 | 1,196 | No | 4 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Acquisiton | 2013-08-06 | 62,676 | $0.00 | 147,481 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2013-08-14 | 2,784 | $13.33 | 150,265 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-08-14 | 6,000 | $15.96 | 156,265 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-08-14 | 5,780 | $31.91 | 150,485 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-08-15 | 165 | $0.00 | 1,361 | No | 4 | J | Indirect | Employee Stock Purchase Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | J | Indirect | Employee Stock Purchase Plan |
No | 4 | J | Indirect | By Spouse |
No | 4 | J | Direct | |
No | 4 | J | Indirect | Employee Stock Purchase Plan |
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | Employee Stock Purchase Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2013-08-14 | 2,784 | $13.33 | 2,784 | $13.33 |
Class A Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2013-08-14 | 6,000 | $15.96 | 6,000 | $15.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-09-19 | 2013-09-19 | No | 4 | M | Direct |
0 | 2006-09-29 | 2014-09-29 | No | 4 | M | Direct |
Footnotes
- Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
- These shares are held in the Reporting Person's personal stock account and thereby the Reporting Person is changing the ownership of the Class A Common Stock from indirect to direct.
- The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct.
- This is a weighted average price. These shares were sold in multiple transactions on August 14, 2013 at prices ranging from $31.9049 to $31.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.