Filing Details
- Accession Number:
- 0000091142-13-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 14:37:34
- Reporting Period:
- 2013-08-15
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 14:37:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206562 | D Ronald Brown | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-15 | 6,000 | $42.01 | 29,948 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 0 | 16,627 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 16,627 | Direct |
Footnotes
- On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in 5,991 additional shares of Common Stock. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 17,974 additional shares of Common Stock.
- On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 8,287 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 53 Restricted Stock Units.