Filing Details

Accession Number:
0000091142-13-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-16 14:37:34
Reporting Period:
2013-08-15
Filing Date:
2013-08-16
Accepted Time:
2013-08-16 14:37:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206562 D Ronald Brown A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-15 6,000 $42.01 29,948 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 0 16,627 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 16,627 Direct
Footnotes
  1. On November 15, 2010, the common stock of A. O. Smith Corporation split 3-for-2, resulting in 5,991 additional shares of Common Stock. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 17,974 additional shares of Common Stock.
  2. On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 8,287 additional Restricted Stock Units. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 53 Restricted Stock Units.