Filing Details
- Accession Number:
- 0001225208-13-017930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 10:34:02
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 10:34:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533627 | L Traci Jensen | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | Senior Vp, Americas Adhesives | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-14 | 7,640 | $13.75 | 29,173 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-14 | 4,629 | $20.57 | 33,802 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-14 | 7,680 | $39.97 | 26,122 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2013-08-14 | 7,640 | $0.00 | 7,640 | $13.75 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2013-08-14 | 4,629 | $0.00 | 4,629 | $20.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-01-21 | No | 4 | M | Direct | |
| 0 | 2019-12-03 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | $22.27 | 2021-01-20 | 12,658 | 12,658 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $39.64 | 2023-01-24 | 18,712 | 18,712 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $28.40 | 2022-01-26 | 14,278 | 14,278 | Direct | |
| Common Stock | Employee Stock Option (Right-to-Buy) | $23.68 | 2020-04-14 | 6,223 | 6,223 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-20 | 12,658 | 12,658 | Direct |
| 2023-01-24 | 18,712 | 18,712 | Direct |
| 2022-01-26 | 14,278 | 14,278 | Direct |
| 2020-04-14 | 6,223 | 6,223 | Direct |
Footnotes
- Amended and Restated Year 2000 Stock Incentive Plan: 24,398 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan. This amount includes 1,760 restricted shares that vested effective January 21, 2012; 1,920 restricted shares that vested in three equal annual installments beginning on December 3, 2010; 2,580 restricted shares that will vest in three equal annual installments beginning on April 14, 2011; 5,228 restricted shares that will vest in three equal annual installments beginning January 20, 2012; 5,770 restricted shares that will vest in three equal annual installments beginning January 26, 2013 and 7,140 shares that will vest in three equal annual installments beginning on January 24, 2014. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
- Shares sold to satisfy exercise price and tax withholding due.
- The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $39.815 to $40.28. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on January 21, 2010.
- Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
- Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on April 14, 2011.
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