Filing Details
- Accession Number:
- 0001033905-13-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-16 09:51:58
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-16
- Accepted Time:
- 2013-08-16 09:51:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1033905 | Luminex Corp | LMNX | Surgical & Medical Instruments & Apparatus (3841) | 742747608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192889 | R Timothy Dehne | 12212 Technology Boulevard Austin TX 78727 | Vp, Systems R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-28 | 330 | $14.55 | 47,718 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2013-08-09 | 27,277 | $0.00 | 20,441 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2013-08-14 | 1,793 | $17.98 | 22,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-14 | 1,793 | $21.21 | 20,441 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-08-09 | 2,536 | $0.00 | 2,536 | $18.26 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-08-09 | 6,874 | $0.00 | 6,874 | $22.71 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-08-09 | 5,973 | $0.00 | 5,973 | $17.24 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-08-09 | 4,852 | $0.00 | 4,852 | $17.98 |
| Common Stock | Stock Option (Right To Buy) | Acquisiton | 2013-08-14 | 1,793 | $0.00 | 1,793 | $17.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,071 | 2012-03-11 | 2021-03-11 | No | 5 | J | Direct |
| 3,436 | 2013-03-13 | 2022-03-13 | No | 5 | J | Direct |
| 0 | 2014-03-08 | 2023-03-08 | No | 5 | J | Direct |
| 19,405 | 2010-07-20 | 2013-11-07 | No | 5 | J | Direct |
| 17,612 | 2010-07-20 | 2013-11-07 | No | 4 | M | Direct |
Footnotes
- In accordance with the Luminex Corporation ESPP Plan, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 2, 2013. This ESPP purchase represents a voluntary disclosure on the part of the reporting owner.
- Unvested Restricted Stock Awards in the amount of 27,277 shares were forfeited on 8/9/2013 upon a change of employment status by the reporting owner on that date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.20 to $21.24 inclusive. Mr. Dehne undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- Stock Options were forfeited as a result of the change in employment status of the reporting owner.
- Options vested in five equal increments on anniversary dates of the reporting owner's 7/20/2009 hire date.
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