Filing Details
- Accession Number:
- 0001181431-13-045132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 19:23:02
- Reporting Period:
- 2013-08-15
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 19:23:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319815 | Maxwell Technologies Inc | MXWL | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 952390133 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1407336 | David Schramm | C/O Maxwell Technologies, Inc. 3888 Calle Fortunada San Diego CA 92123 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-15 | 1,689 | $9.27 | 178,643 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 142,789 | Indirect | By Schramm Familiy Trust |
Common Stock | 12,800 | Indirect | By IRA |
Common Stock | 600 | Indirect | By Wife's IRA |
Footnotes
- The reported securities are owned directly by Schramm Family Trust and indirectly by David Schramm.
- These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award.