Filing Details
- Accession Number:
- 0001405086-13-000328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 18:05:11
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 18:05:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1528849 | Restoration Hardware Holdings Inc | RH | Retail-Furniture Stores (5712) | 453052669 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545446 | Arnold Scott Dahnke | 599 West Putnam Avenue Greenwich CT 06830 | No | No | Yes | No | |
1555543 | Catterton Managing Partner Vi, L.l.c. | 599 West Putnam Avenue Greenwich CT 06830 | No | No | Yes | No | |
1555549 | Cp6 Management, L.l.c. | 599 West Putnam Avenue Greenwich CT 06830 | No | No | Yes | No | |
1561192 | Cp Home Holdings, Llc | 599 West Putnam Ave Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-14 | 554,548 | $67.81 | 3,978,731 | No | 4 | S | Indirect | SEE FOOTNOTES: |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | SEE FOOTNOTES: |
Footnotes
- Home Holdings ("Home Holdings") holds 8,911,636 shares of common stock of the Issuer (the "Shares"). Home Holdings is held by a private investor group, including (i) CP Home Holdings, LLC, an investment entity managed by funds affiliated with Catterton Management Company, LLC, (ii) Tower Three Home LLC, an investment fund managed by Tower Three Partners, LLC, and (iii) funds affiliated with Glenhill Capital Management LLC. Each of the Reporting Persons may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by Home Holdings. However, each Reporting Person disclaims membership in any such group and disclaims beneficial ownership of the Shares, except to the extent of its or his pecuniary interest therein.
- CP Home Holdings, LLC ("CP Home Holdings") holds 3,978,731 shares of common stock of the Issuer indirectly through Home Holdings. Catterton Managing Partner VI, L.L.C. ("Catterton Managing Partner" and together with CP Home Holdings and CP6 Management, L.L.C., the "Catterton Entities") is the managing member of CP Home Holdings. CP6 Management, L.L.C. is the managing member of Catterton Managing Partner and Scott A. Dahnke is a member of the managing board of CP6 Management, L.L.C. (Continued in Footnote 3).
- (Continued from Footnote 2) By virtue of these relationships, Catterton Managing Partner and Scott A. Dahnke may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by the Catterton Entities. Catterton Managing Partner, Scott A. Dahnke and each of the Catterton Entities expressly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein.