Filing Details
- Accession Number:
- 0001584388-13-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 17:51:11
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 17:51:11
- Original Submission Date:
- 2013-08-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1303936 | Cardero Resource Corp. | CDY | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1584388 | C. Robert Kopple | 10866 Wilshire Blvd., Suite 1500 Los Angeles CA 90024 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-12 | 693 | $0.10 | 31,081,982 | No | 4 | P | Indirect | Robert C. Kopple as Trustee of E.L. II Properties Trust Dated 7/1/1983 |
| Common Stock | Acquisiton | 2013-08-13 | 404,776 | $0.12 | 35,086,758 | No | 4 | P | Indirect | Robert C. Kopple as Trustee of E.L. II Properties Trust Dated 7/1/1983 |
| Common Stock | Acquisiton | 2012-08-14 | 81,731 | $0.13 | 35,168,489 | No | 4 | P | Indirect | Robert C. Kopple as Trustee of E.L. II Properties Trust Dated 7/1/1983 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Robert C. Kopple as Trustee of E.L. II Properties Trust Dated 7/1/1983 |
| No | 4 | P | Indirect | Robert C. Kopple as Trustee of E.L. II Properties Trust Dated 7/1/1983 |
| No | 4 | P | Indirect | Robert C. Kopple as Trustee of E.L. II Properties Trust Dated 7/1/1983 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2013-08-13 | 3,600,000 | $0.11 | 3,600,000 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,086,758 | 2013-08-13 | 2020-07-03 | No | 4 | P | Direct |
Footnotes
- Of total shares beneficially owned, 28,359,066 are represented by warrants to acquire shares. Warrants are exercisable only to the extent that shares beneficially owned by Robert C. Kopple (directly or indirectly through one or more affiliates) do not exceed 19.9% of the issued and outstanding common stock of the issuer.
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