Filing Details
- Accession Number:
- 0001181431-13-045092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 17:25:57
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 17:25:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574815 | Stock Building Supply Holdings Inc. | STCK | Retail-Lumber & Other Building Materials Dealers (5211) | 264687975 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580720 | Andrew Freedman | 10877 Wilshire Blvd., 18Th Fl. Los Angeles CA 90024 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Non-Voting Common Stock | Disposition | 2013-08-14 | 759,681 | $0.00 | 0 | No | 4 | D | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-08-14 | 759,681 | $0.00 | 759,681 | No | 4 | A | Indirect | See Footnote |
Common Stock | Disposition | 2013-08-14 | 46,815 | $13.02 | 712,866 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Indirect | See Footnote |
No | 4 | A | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Pursuant to the Amended and Restated Certificate of Incorporation of Stock Building Supply Holdings, Inc. (the "Issuer") filed immediately prior to closing of the Issuer's initial public offering on August 14, 2013, each share of Class A Voting Common Stock and Class B Non-Voting Common Stock was reclassified as and converted into an equal number of shares of a single class of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Securities Exchange Act of 1934.
- On July 29, 2013, the Class B Non-Voting Common Stock of the Issuer split 25.972-for-1, resulting in Glendon Saturn Holdings, LLC ("Glendon Saturn") owning 730,431 additional shares of Class B Non-Voting Common Stock.
- These shares are held of record by Glendon Saturn. The Gores Group, LLC ("Gores") is the manager of Glendon Saturn. Andrew Freedman is a Managing Director at Glendon Partners, Inc., an affiliate of Gores, and may be deemed to share voting and dispositive power with respect to the shares held of record by Glendon Saturn. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- Represents the offering price per share to the public of the Common Stock net of the underwriters' discount of $0.98.