Filing Details
- Accession Number:
- 0001209191-13-040928
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 16:58:46
- Reporting Period:
- 2013-05-17
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 16:58:46
- Original Submission Date:
- 2013-05-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428264 | S Mark Kopaskie | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-17 | 300 | $16.25 | 28,669 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-17 | 300 | $26.70 | 28,369 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-20 | 2,858 | $16.25 | 31,227 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-20 | 2,858 | $26.25 | 28,369 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-21 | 2,937 | $16.25 | 31,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-21 | 2,937 | $26.16 | 28,369 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 5,000 | $16.25 | 33,369 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-22 | 5,000 | $26.53 | 28,369 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-22 | 6,105 | $16.25 | 34,474 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-22 | 6,105 | $26.61 | 28,369 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-17 | 300 | $16.25 | 300 | $16.25 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-20 | 2,858 | $16.25 | 2,858 | $16.25 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-21 | 2,937 | $16.25 | 2,937 | $16.25 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-22 | 5,000 | $16.25 | 5,000 | $16.25 |
| Common Srock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-22 | 6,105 | $16.25 | 6,105 | $16.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 96,900 | 2011-06-10 | 2019-03-10 | No | 4 | M | Direct |
| 94,042 | 2011-06-10 | 2019-03-10 | No | 4 | M | Direct |
| 91,105 | 2011-09-10 | 2019-03-10 | No | 4 | M | Direct |
| 86,105 | 2012-03-10 | 2019-03-10 | No | 4 | M | Direct |
| 80,000 | 2012-09-10 | 2019-03-10 | No | 4 | M | Direct |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Correction on misreported Derivative Securities Beneficially Owned on previous Form 4 filing due to a mathematical error.
Billionaire Hedge Funds
