Filing Details
- Accession Number:
- 0001209191-13-040923
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 16:56:34
- Reporting Period:
- 2012-05-07
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 16:56:34
- Original Submission Date:
- 2013-05-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216543 | D Paul Arling | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-07 | 15,000 | $12.58 | 141,546 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-07 | 15,000 | $24.15 | 126,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-08 | 1,400 | $12.58 | 127,946 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-08 | 1,400 | $24.02 | 126,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-09 | 2,797 | $12.58 | 129,343 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-09 | 2,797 | $24.00 | 126,546 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-10 | 60,803 | $12.58 | 187,349 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-10 | 60,803 | $24.83 | 126,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-07 | 15,000 | $12.58 | 15,000 | $12.58 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-08 | 1,400 | $12.58 | 1,400 | $12.58 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-09 | 2,797 | $12.58 | 2,797 | $12.58 |
| Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-05-10 | 60,803 | $12.58 | 60,803 | $12.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 411,700 | 2005-03-24 | 2014-03-24 | No | 4 | M | Direct |
| 410,300 | 2005-03-24 | 2014-03-24 | No | 4 | M | Direct |
| 407,503 | 2005-03-24 | 2014-03-24 | No | 4 | M | Direct |
| 346,700 | 2005-03-24 | 2014-03-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Spouse |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Correction on misreported Derivative Securities Beneficially owned on previous Form 4 filing due to a mathematical error
Billionaire Hedge Funds
