Filing Details

Accession Number:
0001209191-13-040921
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-15 16:55:13
Reporting Period:
2013-08-13
Filing Date:
2013-08-15
Accepted Time:
2013-08-15 16:55:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216547 Jr A Richard Firehammer 8350 Devon Court
Chagrin Falls OH 44023
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-13 6,747 $16.25 8,344 No 4 M Direct
Common Stock Disposition 2013-08-13 6,747 $33.51 1,597 No 4 S Direct
Common Stock Acquisiton 2013-08-13 8,153 $16.25 9,750 No 4 M Direct
Common Stock Disposition 2013-08-13 8,153 $33.19 1,597 No 4 S Direct
Common Stock Disposition 2013-08-13 496 $32.83 2,093 No 4 A Direct
Common Stock (Held In Company 401K Plan) Disposition 2013-08-13 2,777 $31.90 1,339 No 4 J Indirect Held in Company 401K Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 J Indirect Held in Company 401K Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Option (Rt to Buy) Disposition 2013-08-13 6,747 $16.25 6,747 $16.25
Common Employee Stock Option (Rt to Buy) Disposition 2013-08-13 8,153 $16.25 8,153 $16.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
66,953 2009-06-10 2019-03-10 No 4 M Direct
58,800 2011-03-10 2019-03-10 No 4 M Direct
Footnotes
  1. Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
  2. Price determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
  3. Diversification transaction of Company Match Stock held in Company's 401K Plan.
  4. The Amount of Securities benefically owned by the Reporting Person in the Company's 401K Plan following the reported transaction is based on the Company Match Stock as reported in the latest 401K quarterly statement.
  5. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.