Filing Details
- Accession Number:
- 0001209191-13-040921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 16:55:13
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 16:55:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216547 | Jr A Richard Firehammer | 8350 Devon Court Chagrin Falls OH 44023 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-13 | 6,747 | $16.25 | 8,344 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-13 | 6,747 | $33.51 | 1,597 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-08-13 | 8,153 | $16.25 | 9,750 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-13 | 8,153 | $33.19 | 1,597 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-13 | 496 | $32.83 | 2,093 | No | 4 | A | Direct | |
Common Stock (Held In Company 401K Plan) | Disposition | 2013-08-13 | 2,777 | $31.90 | 1,339 | No | 4 | J | Indirect | Held in Company 401K Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | J | Indirect | Held in Company 401K Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-08-13 | 6,747 | $16.25 | 6,747 | $16.25 |
Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-08-13 | 8,153 | $16.25 | 8,153 | $16.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,953 | 2009-06-10 | 2019-03-10 | No | 4 | M | Direct |
58,800 | 2011-03-10 | 2019-03-10 | No | 4 | M | Direct |
Footnotes
- Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
- Price determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14, 2013.
- Diversification transaction of Company Match Stock held in Company's 401K Plan.
- The Amount of Securities benefically owned by the Reporting Person in the Company's 401K Plan following the reported transaction is based on the Company Match Stock as reported in the latest 401K quarterly statement.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.