Filing Details
- Accession Number:
- 0001209191-13-040918
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 16:53:54
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 16:53:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216549 | C William Mulligan | 5900 Landerbrook Drive Suite 200 Cleveland OH 44124 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-13 | 5,357 | $12.92 | 53,239 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-13 | 19,660 | $33.26 | 33,579 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-14 | 5,100 | $32.00 | 28,479 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Rt. to Buy) | Disposition | 2013-08-13 | 5,357 | $12.92 | 5,357 | $12.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2005-01-02 | 2014-01-02 | No | 4 | M | Direct |
Footnotes
- Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
- Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004.
- This is the weighted average of the price traded. The high was $33.43 and the low was $33.00.