Filing Details
- Accession Number:
- 0001181431-13-045040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 16:18:45
- Reporting Period:
- 2013-08-13
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 16:18:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000209 | Medallion Financial Corp | TAXI | Finance Services (6199) | 043291176 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575139 | M. John Taggart | C/O Medallion Financial Corp. 437 Madison Avenue New York NY 10022 | Ceo & Pres Of Medallion Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-13 | 12,000 | $11.21 | 82,926 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-13 | 6,000 | $15.01 | 76,926 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (right to buy) | Disposition | 2013-08-13 | 12,000 | $0.00 | 12,000 | $11.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,334 | 2007-02-15 | 2017-02-15 | No | 4 | M | Direct |
Footnotes
- One-quarter of the options vested on the first, second, third and fourth anniversaries of the date of grant. All options have fully vested.
Billionaire Hedge Funds
