Filing Details
- Accession Number:
- 0001246360-13-004031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 16:14:11
- Reporting Period:
- 2013-08-15
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 16:14:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191741 | Iii B Ralph Busch | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-08-15 | 1,250 | $41.00 | 75,250 | No | 4 | S | Indirect | Busch Family Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Busch Family Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 230,558 | Direct | |
Class A Common Stock | 123,363 | Indirect | As Co-Trustee of Union Bank Trust Shares |
Class A Common Stock | 28,208 | Indirect | As Custodian for Minor Children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Options 12-2-03 | $9.61 | 2003-12-02 | 2013-12-02 | 10,000 | 10,000 | Direct |
Class A Common Stock | Nonstatutory Stock Options 12-2-04 | $21.77 | 2004-12-02 | 2014-12-02 | 10,000 | 10,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-05 | $30.65 | 2005-12-15 | 2015-12-15 | 10,000 | 10,000 | Direct |
Class A Common Stock | Phantom Stock Units | $0.00 | 1988-08-08 | 1988-08-08 | 48,260 | 48,260 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-06 | $32.57 | 2006-12-15 | 2016-12-14 | 10,000 | 10,000 | Direct |
Class A Common Stock | 2007 Restricted Stock Unit | $0.00 | 2008-01-01 | 2017-12-13 | 792 | 792 | Direct |
Class A Common Stock | NSO 2007 | $43.61 | 2007-12-14 | 2017-12-13 | 3,956 | 3,956 | Direct |
Class A Common Stock | March 2011 Director RSU | $0.00 | 2011-03-02 | 2021-03-02 | 2,499 | 2,499 | Direct |
Class A Common Stock | March 2 2012 Director RSU Grant | $0.00 | 2012-03-02 | 2022-03-02 | 2,231 | 2,231 | Direct |
Class A Common Stock | March 4, 2013 Director RSU Grant | $0.00 | 2013-03-04 | 2023-03-04 | 2,629 | 2,629 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-12-02 | 10,000 | 10,000 | Direct |
2014-12-02 | 10,000 | 10,000 | Direct |
2015-12-15 | 10,000 | 10,000 | Direct |
1988-08-08 | 48,260 | 48,260 | Direct |
2016-12-14 | 10,000 | 10,000 | Direct |
2017-12-13 | 792 | 792 | Direct |
2017-12-13 | 3,956 | 3,956 | Direct |
2021-03-02 | 2,499 | 2,499 | Direct |
2022-03-02 | 2,231 | 2,231 | Direct |
2023-03-04 | 2,629 | 2,629 | Direct |
Footnotes
- 1 for 1
- Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors.
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.