Filing Details

Accession Number:
0001182489-13-000757
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-15 15:54:29
Reporting Period:
2013-08-13
Filing Date:
2013-08-15
Accepted Time:
2013-08-15 15:54:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825542 Scotts Miracle-Gro Co SMG Agricultural Chemicals (2870) 311414921
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180173 Littlefield Katherine Hagedorn C/O The Scotts Miracle-Gro Company
14111 Scottslawn Road
Marysville OH 43041
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-08-13 4,000 $26.53 4,000 No 4 M Direct
Common Shares Disposition 2013-08-13 400 $53.89 3,600 No 4 S Direct
Common Shares Disposition 2013-08-13 1,025 $53.88 2,575 No 4 S Direct
Common Shares Disposition 2013-08-13 475 $53.87 2,100 No 4 S Direct
Common Shares Disposition 2013-08-13 1,000 $53.86 1,100 No 4 S Direct
Common Shares Disposition 2013-08-13 100 $53.90 1,000 No 4 S Direct
Common Shares Disposition 2013-08-13 1,000 $53.88 0 No 4 S Direct
Common Shares Acquisiton 2013-08-14 10,274 $26.53 10,274 No 4 M Direct
Common Shares Disposition 2013-08-14 3,874 $53.90 6,400 No 4 S Direct
Common Shares Disposition 2013-08-14 300 $53.91 6,100 No 4 S Direct
Common Shares Disposition 2013-08-14 400 $53.91 5,700 No 4 S Direct
Common Shares Disposition 2013-08-14 200 $53.93 5,500 No 4 S Direct
Common Shares Disposition 2013-08-14 400 $53.94 5,100 No 4 S Direct
Common Shares Disposition 2013-08-14 1,100 $53.95 4,000 No 4 S Direct
Common Shares Disposition 2013-08-14 400 $53.96 3,600 No 4 S Direct
Common Shares Disposition 2013-08-14 400 $53.97 3,200 No 4 S Direct
Common Shares Disposition 2013-08-14 600 $53.98 2,600 No 4 S Direct
Common Shares Disposition 2013-08-14 200 $53.99 2,400 No 4 S Direct
Common Shares Disposition 2013-08-14 100 $54.00 2,300 No 4 S Direct
Common Shares Disposition 2013-08-14 100 $54.03 2,200 No 4 S Direct
Common Shares Disposition 2013-08-14 300 $54.03 1,900 No 4 S Direct
Common Shares Disposition 2013-08-14 200 $54.04 1,700 No 4 S Direct
Common Shares Disposition 2013-08-14 200 $54.07 1,500 No 4 S Direct
Common Shares Disposition 2013-08-14 200 $54.08 1,300 No 4 S Direct
Common Shares Disposition 2013-08-14 900 $54.08 400 No 4 S Direct
Common Shares Disposition 2013-08-14 400 $54.13 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (right to buy) Disposition 2013-08-13 4,000 $0.00 4,000 $26.53
Common Shares Stock Option (right to buy) Disposition 2013-08-14 10,274 $0.00 10,274 $26.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,274 2004-07-30 2014-01-29 No 4 M Direct
0 2004-07-30 2014-01-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 2,981,287 Indirect HPLP
Footnotes
  1. Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.