Filing Details

Accession Number:
0001144204-13-046283
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-15 15:32:21
Reporting Period:
2013-08-14
Filing Date:
2013-08-15
Accepted Time:
2013-08-15 15:32:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430306 Tonix Pharmaceuticals Holding Corp. TNXP Metal Mining (1000) 261434750
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346251 B John Rhodes C/O Tonix Pharmaceuticals Holding Corp.
509 Madison Avenue, Suite 306
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2013-08-14 11,765 $0.00 75,196 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A common stock purchase warrant Acquisiton 2013-08-14 11,765 $0.00 11,765 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,765 2013-08-14 2018-08-14 No 4 P Direct
Footnotes
  1. Included in the purchase of 11,765 Units at a price of $4.25 per Unit. Each Unit consisted of one share of common stock and one Series A Warrant exercisable immediately for one share of common stock at an exercise price of $4.25 per share