Filing Details
- Accession Number:
- 0001144204-13-046283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 15:32:21
- Reporting Period:
- 2013-08-14
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 15:32:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430306 | Tonix Pharmaceuticals Holding Corp. | TNXP | Metal Mining (1000) | 261434750 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346251 | B John Rhodes | C/O Tonix Pharmaceuticals Holding Corp. 509 Madison Avenue, Suite 306 New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2013-08-14 | 11,765 | $0.00 | 75,196 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A common stock purchase warrant | Acquisiton | 2013-08-14 | 11,765 | $0.00 | 11,765 | $4.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,765 | 2013-08-14 | 2018-08-14 | No | 4 | P | Direct |
Footnotes
- Included in the purchase of 11,765 Units at a price of $4.25 per Unit. Each Unit consisted of one share of common stock and one Series A Warrant exercisable immediately for one share of common stock at an exercise price of $4.25 per share
Billionaire Hedge Funds
